Objectivization of soil stratification in alluvial plain: A hybrid subjective-objective weighted K-means approach
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Abstract
Soil stratification is a critical foundation in engineering geological investigation. The alluvial plain was characterized by complex sedimentary environment, poor stratum continuity and well-developed transition zones. Different engineers may draw reasonable judgments that comply with specifications yet yield divergent conclusions based on experience, which would introduce subjective ambiguity in stratification results. A weighted K-means clustering method incorporating a hybrid weighting strategy was proposed to objectivize the stratification process and quantify decision-making. Based on the survey data from a plain reservoir in the lower Yellow River, the authors selected 8 independent feature indicators from 18 geotechnical test parameters, that is dry density (ρd), liquid limit (wL), plastic limit (wp), mean particle size (d50), internal friction angle (φ), cohesion (c), compression coefficient (a1-2), and sampling elevation (SE). After KMO-Bartlett suitability verification and Z-score standardization, a hybrid weighting strategy integrating the Analytic Hierarchy Process (AHP), expert survey, and Principal Component Analysis (PCA) was employed. The optimal subjective-objective weight ratio (6∶4) was determined through sensitivity analysis. A weighted Euclidean distance clustering model was subsequently constructed, and the optimal number of strata (K=6) were identified using the elbow method. Validation results demonstrated that the stratification results by this method exhibited strong agreement with comprehensive expert judgments (Kappa=0.836), and it could achieve fine identification of stratigraphic transition zones (86.7% accuracy), confirming the effectiveness of the hybrid weighting strategy. This research provided a data-driven, reproducible, and objective decision-support tool for soil stratification in alluvial plains, offering technical support for standardizing stratification schemes.
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